Ethics, Compliance And Moral Dilemmas

by IBF (The Institute Of Banking And Finance Singapore) Claim Listing

Identify legislative and regulatory requirements relevant to the organisation and personal areas of work. Identify and apply internal compliance procedures to ensure own work is in compliance with standards.

S$2600

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IBF (The Institute Of Banking And Finance Singapore) Logo

img Duration

13 Hours

Course Details

Purpose of Programme:

  • Identify legislative and regulatory requirements relevant to the organisation and personal areas of work
  • Identify and apply internal compliance procedures to ensure own work is in compliance with standards
  • Communicate key legislative and regulatory requirements and related management systems to relevant stakeholders to facilitate legislative compliance
  • Conduct self-monitoring of regulatory compliance activities
  • Implement corrective actions and internal controls to close compliance gaps and address compliance risk exposure
  • Highlight possible noncompliance activities to facilitate organisational regulatory compliance efforts
  • Demonstrate an understanding of ethical principles, financial markets code of conduct, and market practices, and how it protects the integrity of the financial market conduct for financial market practitioners
  • Uphold and comply with the relevant ethics pronouncements or code of professional conduct and ethics during performance of individual duties and responsibilities
  • Identify threats to compliance with the principles of the relevant code of professional conduct and ethics
  • Resolve ethical dilemmas through understanding of ethical principles when engaging clients
  • Demonstrate sound judgement in applying and upholding the high ethical standards expected of financial market practitioners when conducting financial market activities?
  • Central Branch

    10 Shenton Way, MAS Building #13-07/08, Central

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