CISI Capital Markets Programme (Chartered Institute for Securities & Investment)

by Kaplan UK Claim Listing

The qualification demonstrates commitment to the industry and is an FCA appropriate qualification for the activity of dealing in securities and derivatives. It also meets the ESMA Guideline (MiFID II) for wholesale investment advice in the UK and Europe.

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The qualification demonstrates commitment to the industry and is an FCA appropriate qualification for the activity of dealing in securities and derivatives. It also meets the ESMA Guideline (MiFID II) for wholesale investment advice in the UK and Europe.

The CISI Capital Markets Programme is achieved by passing a Regulatory Unit and a Technical Unit. The qualifications which form the Capital Markets Programme are recognised by Ofqual as the level 3 Certificate in Securities or level 3 Certificate in Derivatives.

This qualification examines the UK financial regulations in detail, then offers you the choice of expanding your knowledge about Securities or Derivatives.

 

You must take this Regulatory Unit. Then choose one Technical Unit.

  • UK Financial Regulation (Regulatory)
  • Securities (Technical Unit)
  • Derivatives  (Technical Unit)


 

  • London Branch

    179-191 Borough High Street, London
  • Birmingham Branch

    Baskerville House, 2 Centenary Square, Birmingham
  • Reading Branch

    on Ground and 1st Floor, The Blade, Abbey Square, Reading
  • Southampton Branch

    Broadcasting House, 10 Havelock Road, Southampton
  • Nottingham Branch

    n 3rd Floor, Alan House, 5 Clumber Street, Nottingham
  • Newcastle Branch

    2nd Floor Provincial House, 148 - 152 Northumberland Street, Newcastle
  • Milton Keynes Branch

    564-598 Elder House, Elder Gate, Milton Keynes
  • Manchester Branch

    6th Floor, St James Building, 79 Oxford Street, Manchester
  • Liverpool Branch

    n 4th Floor Cotton House, Old Hall St, Liverpool
  • Leicester Branch

    _on 2nd Floor, Enkalon House, 86-92 Regent Road, Leicester
  • Leeds Branch

    1st Floor, City Exchange, 11 Albion Street, Leeds
  • Glasgow Branch

    2nd Floor, 112 West George Street, Glasgow
  • Cardiff Branch

    n Clayton Hotel, St Mary Street, Cardiff
  • Bristol Branch

    1st Floor Linear Park, Avon Street, Bristol
  • Glasgow Branch

    2nd Floor, 112 West George Street, Glasgow

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