Fraud Prevention is high on the regulatory agenda. Documented, appropriate systems and controls to manage the fraud risks are vital to meet the regulatory requirements.
DurationFraud Prevention is high on the regulatory agenda. Documented, appropriate systems and controls to manage the fraud risks are vital to meet the regulatory requirements.
It is also important that staff understand the need for effective control to protect the firm from financial loss and possible regulatory action, and themselves from suspicion. Compliance with the firm’s policies and procedures is therefore essential.
While internal fraud is on the increase, staff are an essential part of the internal control system. Staff pose a risk as well as a control. This course is designed to provide your staff with an understanding of fraud and the destructive effect it can have both on individuals and the firm in general.
The session emphasises the FCA approach to fraud and your firm’s policies in dealing with fraud when it occurs.
The “Whistleblowing” Act (Public Interest Disclosure) will also be described; particularly the requirement to report incidents of malpractice to Management.
Learning Outcomes:
After completing this course, participants will:
CCL Academy is a dedicated compliance training provider with courses that span the full range of compliance topics suitable for your whole business.
Whether you need awareness-based training for your front office staff, skills-based training for your Compliance or Financial Crime Compliance Team, or a focused regulatory briefing for your Board, we can help.
We believe in tailoring the style of our training delivery to fit the needs of the audience. In this regard, CCL Academy is unique in being able to deliver compliance training through a wide range of mediums, including live in-person training; recorded on-demand training; eLearning; CPD programmes and qualifications.
Taking this holistic approach to compliance training means we can tailor our approach to every business and every individual.
Our clients span the full range of financial services activities including banking, wealth & asset management, brokerage and insurance. We focus on the financial services sector and so, whether you’re a boutique start-up or a more established multinational enterprise, we can provide you with a training solution that is appropriate for your business.
The CFE credential is globally recognized, respected and accepted as the standard of professional excellence. CFE certification represents documented evidence of anti-fraud expertise, knowledge and professionalism.
Virtually every entity suffers from fraud, though management might not know it. With fraud costing entities an estimated 5% of their annual revenues, organizations lacking proactive fraud prevention measures are the most at risk.
This comprehensive one day programme provides delegates with a fuller understanding of the fraudulent threats to their organisation and their corporate objectives, from fraud, theft, corruption and other ‘irregularities’.
The Certified Fraud Risk Manager program is designed to enable fraud professionals to obtain a solid understanding of the key pillars that are required to fortify their organizations against fraud.
One of the major by-products revealed during the financial crisis is fraud and recent cases of Satyam and Bernard Madoff are only some of the examples showing the scale of the problem.
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