Managing Compliance Risk, Monitoring And Auditing Controls In Management Systems

This course will equip you with the skills required to develop and verify a risk management framework and process for best practice management of compliance-related risks. 

In addition to legal and other compliance obligations, you will learn how to integrate compliance and management systems to avoid non-compliance in all areas. 

Benchmark the effectiveness of your organisation’s risk systems and processes, and find out which internal controls you must have in place to meet audit requirements.

Also, this course leads you through a process for identifying deficiencies and gaps in risk controls that are currently in place and making management recommendations for remedial actions. 

The course will be of interest to those who have responsibilities for auditing non-financial controls in management systems such as those for quality, compliance, food safety and occupational health and safety, etc. 

It is closely aligned with a wide range of International Standards Organization management systems and the recently revised ISO19011 "Guidelines for auditing management systems”.

Key Learning Outcomes:

• Managing and mitigating compliance - related risks by identifying the legal and other codes an organisation must comply with
• Developing a compliance programme of management strategies and controls which are embedded within your business processes
• Communicate your compliance programme to key stakeholders
• Monitor and review the programme for effectiveness and emerging or actual changes in legislation and stakeholder expectations
• Understand which internal controls to have in place