It comprises the supervised, closed book examination and appendix of content covered that ASIC requires for responsible manager nomination purposes. Include the content outline for ASIC to witness along with other supporting documents in your licence application.
Regulation of Australian Financial Services has been specifically designed for those who are being nominated to take on the role of a Responsible Manager for an Australian Financial Services licensee and who:
It comprises the supervised, closed book examination and appendix of content covered that ASIC requires for responsible manager nomination purposes. Include the content outline for ASIC to witness along with other supporting documents in your licence application.
This online course is practical, containing real-world examples and scenarios, checklists, and reflective exercises.
For ASIC’s guidance on nominating a responsible manager, refer to RG 105 Licensing: Organisational competence.
Program Content:
Learning Outcomes:
We have been delivering specialist technical training and licensing compliance solutions to financial workplaces for over two decades.
Our founders strived to improve the quality of financial services education in Australia – a legacy you can trust continues steadfastly to this very day.
Engaged in genuine partnerships with our clients, we actively listen, formulate ideas and develop solutions with you.
What differentiates us is that we seek to contextualise our learning; it is practice-based and focuses on how individual proficiency boosts organisational capability.
Our learning provides the financial services industry with professionals who embody the highest standards of technical proficiency, principled leadership and foresight to plan for change.
We are Registered Training Organisation (RTO Code 90725) and an ASIC authorised assessor. Our wealth of in-house educational expertise and extensive financial services practitioner network assures that your learning will comply with regulatory requirements.
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