Corporate Compliance Seminars

This in-person CPE event gives the internal auditor the background needed to understand the components of a Cybersecurity Program and how to assess its effectiveness.

This timely, two hour CPE training event is designed for the accounting staff to assist them in reviewing their accounting policies and procedures in the accounting for income taxes area.

Organizations need to prepare to investigate issues using forensic accounting techniques to provide reporting to oversight and compliance management.

This CPE event presents actual banking industry case studies to look at what leads to bank compliance failures, and how to handle them.

This Rule requires that banks maintain “appropriate risk-based procedures for customer due diligence, including understanding customer relationships for developing a customer risk profile.