Securities Training Corporation

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8 Courses Offered

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  • New York Branch

    123 William Street 7th Floor, New York

Courses offered by Securities Training Corporation

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FRM Exam Prep

FRM is a rigorous 2-part exam offered by the Global Association of Risk Professionals (GARP). STC has partnered with AnalystPrep to offer aspiring financial professionals the #1 FRM exam prep learning platform on the market.?

by Securities Training Corporation
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FRM® Exam Prep

FRM is a rigorous 2-part exam offered by the Global Association of Risk Professionals (GARP). STC has partnered with AnalystPrep to offer aspiring financial professionals the #1 FRM exam prep learning platform on the market.?

by Securities Training Corporation
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Becoming an Investment Adviser Representative (IAR)

This module provides an overview of the investment advisory business and also examines the process by which a person can become licensed as an investment adviser representative (IAR).

by Securities Training Corporation
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Research Analysts and Investment Banking Business

This module will follow a case study of an investment banking firm to observe the FINRA rules that have been violated.

by Securities Training Corporation
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Consolidated Audit Trail (CAT)

Since the late 1990s, the U.S. securities industry has utilized the Order Audit Trail System (OATS) to simplify an order’s progression from its initial receipt to its eventual execution or cancellation, for tracking or auditing purposes.

by Securities Training Corporation

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