COURSES OFFERED BY SECURITIES TRAINING CORPORATION

The SIE (Securities Industry Essentials) Exam is a FINRA sponsored exam that is a prerequisite to working within the financial services industry and launching your Financial Services career.

The globally-recognized CFA® charter is the most prestigious designation in finance and investment management. Passing the Level I Exam puts you on the path to success, allowing you to grow your career, elevate your reputation and expand your network.

This module offers an in-depth discussion on moneylaundering, including recognizing money laundering activities, reporting requirements, and the ways to prevent it. Case studies offer examples on how to apply this knowledge.

Since the late 1990s, the U.S. securities industry has utilized the Order Audit Trail System (OATS) to simplify an order’s progression from its initial receipt to its eventual execution or cancellation, for tracking or auditing purposes.

This module will follow a case study of an investment banking firm to observe the FINRA rules that have been violated.

This module provides an overview of the investment advisory business and also examines the process by which a person can become licensed as an investment adviser representative (IAR).

FRM is a rigorous 2-part exam offered by the Global Association of Risk Professionals (GARP). STC has partnered with AnalystPrep to offer aspiring financial professionals the #1 FRM exam prep learning platform on the market.?

FRM is a rigorous 2-part exam offered by the Global Association of Risk Professionals (GARP). STC has partnered with AnalystPrep to offer aspiring financial professionals the #1 FRM exam prep learning platform on the market.?