TOP 10 COMPLIANCE COURSES IN UK

This course gives employees a ‘big picture’ view of the requirements and the impact of a failure to comply on individuals, the firm and the firm's clients.

Fund Managers together with their service providers need to ensure that their funds are operated in a compliant manner. However this is a greater challenge today than ever due to the increasing demands of regulation and the greater complexity of funds.

We will work with you to create an effective learning programme for your staff that will help to demonstrate the commitment of the business, to secure data effectively and to reduce the likelihood of security incidents

This aim of this course is to prepare existing and future board members, executives and senior managers for participation in governance, risk and compliance (GRC) best-practice.

Compliance course is offered by ELGee Training. ELGee Training provides up-to-date and current information for your workforce based on the requirements of the regulating authorities.

This course covers two areas, firstly the concept of Treating Customers Fairly, and its 6 consumer outcomes, and secondly, the Financial Sanctions that can be imposed in the UK.

Professional IGCA Certificate Exam and 1 year membership included.

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector.